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Name | | | Age | | | Position | |
Linda F. Powers | | | | | Class III Director, Chairperson, President and Chief Executive Officer | | |
J. Cofer Black | | | 70 | | | Class I Director | |
Dr. Alton L. Boynton | | | | | Class I Director, Chief Scientific Officer | | |
| | | | Class | | ||
Dr. Navid Malik | | | | | Class III | ||
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Name of Beneficial Owner | | Number of Shares Beneficially Owned | | Percentage(1) | | | Number of Shares Beneficially Owned | | Percentage(1) | | ||||||||||||||||
Officers and Directors | | | | | | | | | | | | | | |||||||||||||
Alton L. Boynton, Ph.D.(2) | | | | 9,140,302 | | | | | 1.7% | | | | | | 11,034,937 | | | | | 1.6% | | | ||||
Marnix L. Bosch, Ph.D., M.B.A.(3) | | | | 7,335,688 | | | | | 1.4% | | | | | | 7,997,379 | | | | | 1.2% | | | ||||
Linda F. Powers(4) | | | | 137,235,503 | | | | | 21.7% | | | | | | 107,983,329 | | | | | 14.6% | | | ||||
Leslie J. Goldman(5) | | | | 20,972,862 | | | | | 3.9% | | | | | | 24,672,742 | | | | | 3.6% | | | ||||
Dr. Navid Malik | | | | 7,695,547 | | | | | 1.4% | | | | | | 9,075,000 | | | | | 1.4% | | | ||||
Jerry Jasinowski | | | | 6,172,237 | | | | | 1.2% | | | | | | 7,444,204 | | | | | 1.1% | | | ||||
J. Cofer Black | | | | 1,454,019 | | | | | *% | | | | | | 1,715,000 | | | | | *% | | | ||||
All executive officers and directors as a group (7 persons) | | | | 190,006,158 | | | | | 27.8% | | | |||||||||||||||
Significant Security Holder | | | ||||||||||||||||||||||||
Cognate BioServices, Inc.(8) 4600 East Shelby Drive Suite 108, Memphis, TN | | | | 20,604,095 | | | | | 3.9% | | | |||||||||||||||
Jean M. Davis(9) | | | | 643,055 | | | | | *% | | | |||||||||||||||
All executive officers and directors as a group (eight persons) | | | | 170,565,646 | | | | | 21.3% | | |
Name | | | Age | | | Position | |
Linda F. Powers | | | | | Class III Director, Chairperson, President and Chief Executive Officer | | |
Alton L. Boynton, Ph.D. | | | | | Class I Director, Chief Scientific Officer | | |
Leslie J. Goldman | | | | | Senior Vice President, General Counsel | | |
Marnix L. Bosch, Ph.D. | | | | | Chief Technical Officer | | |
Jean M. Davis | | | 48 | | | Chief Financial Officer, Chief Accounting Officer and Interim Chief Information Officer | |
Name and Principal Position | | Year | | Salary ($) | | Bonus ($) | | Option Awards ($) | | Total ($) | | | Year | | Salary ($) | | Bonus (S) | | Option Awards ($)(1) | | Total ($) | | ||||||||||||||||||||||||||||||||||||||||
Linda F. Powers Chairperson, President & Chief Executive Officer | | | | | 2018 | | | | $ | 502,000 | | | | $ | — | | | | $ | 6,698,000 | | | | $ | 7,200,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | 502,000 | | | | $ | — | | | | $ | — | | | | $ | 502,000 | | | | | | | 2019 | | | | $ | 502,000 | | | | $ | 100,000 | | | | $ | — | | | | $ | 602,000 | | | ||||||||||
| | | 2016 | | | | $ | 502,000 | | | | $ | — | | | | $ | — | | | | $ | 502,000 | | | | | | 2018 | | | | $ | 502,000 | | | | $ | — | | | | $ | 6,698,000 | | | | $ | 7,200,000 | | | |||||||||||
Alton L. Boynton, Ph.D. Chief Scientific Officer and Secretary | | | | | 2018 | | | | $ | 325,000 | | | | $ | — | | | | $ | 1,485,000 | | | | $ | 1,810,000 | | | | | | | 2019 | | | | $ | 325,000 | | | | $ | 20,000 | | | | $ | — | | | | $ | 345,000 | | | ||||||||
| | | 2017 | | | | $ | 325,000 | | | | $ | — | | | | $ | 216,000 | | | | $ | 541,000 | | | | | | 2018 | | | | $ | 325,000 | | | | $ | — | | | | $ | 1,528,000 | | | | $ | 1,853,000 | | | |||||||||||
| | | 2016 | | | | $ | 325,000 | | | | $ | — | | | | $ | — | | | | $ | 325,000 | | | |||||||||||||||||||||||||||||||||||||
Leslie J. Goldman Senior Vice President, General Counsel | | | | | 2018 | | | | $ | 375,000 | | | | $ | — | | | | $ | 4,186,000 | | | | $ | 4,561,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | 375,000 | | | | $ | — | | | | $ | — | | | | $ | 375,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | 375,000 | | | | $ | — | | | | $ | — | | | | $ | 375,000 | | | |||||||||||||||||||||||||||||||||||||
Marnix L. Bosch, Ph.D. Chief Technical Officer | | | | | 2018 | | | | $ | 375,000 | | | | $ | — | | | | $ | 260,000 | | | | $ | 635,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | 375,000 | | | | $ | — | | | | $ | 505,000 | | | | $ | 880,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | 375,000 | | | | $ | — | | | | $ | — | | | | $ | 375,000 | | | |||||||||||||||||||||||||||||||||||||
Other | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||
Susan Goldman* | | | | | 2018 | | | | $ | 120,000 | | | | $ | — | | | | $ | — | | | | $ | 120,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2017 | | | | $ | 120,000 | | | | $ | — | | | | $ | — | | | | $ | 120,000 | | | |||||||||||||||||||||||||||||||||||||
| | | 2016 | | | | $ | 118,000 | | | | $ | — | | | | $ | — | | | | $ | 118,000 | | | |||||||||||||||||||||||||||||||||||||
Leslie Goldman Senior Vice President, General Counsel | | | | | 2019 | | | | $ | 375,000 | | | | $ | 67,000 | | | | $ | — | | | | $ | 442,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2018 | | | | $ | 375,000 | | | | $ | — | | | | $ | 4,186,000 | | | | $ | 4,561,000 | | | |||||||||||||||||||||||||||||||||||||
Marnix L. Bosch, Ph.D.(2) Chief Technical Officer | | | | | 2019 | | | | $ | 397,000 | | | | $ | — | | | | $ | — | | | | $ | 397,000 | | | |||||||||||||||||||||||||||||||||||
| | | 2018 | | | | $ | 375,000 | | | | $ | — | | | | $ | 260,000 | | | | $ | 635,000 | | | |||||||||||||||||||||||||||||||||||||
Jean M. Davis(3) Chief Financial Officer, Chief Accounting Officer and Interim Chief Information Officer | | | | 2019 | | | | $ | 16,000 | | | | $ | — | | | | $ | 500,000 | | | | $ | 516,000 | | |
Name | | Number of Securities Underlying Unexercised Options (#) Exercisable | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) | | Option Exercise Price ($) | | Option Expiration Date* | | Number of Shares or Units of Stock That Have Not Vested (#) | | Market Value of Shares or Units of Stock That Have Not Vested ($) | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#)(1) | | Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($) | | | Number of Securities Underlying Unexercised Options (#) Exercisable | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | Option Exercise Price ($) | | Option Expiration Date | | ||||||||||||||||||||||||||||||||||||||||||||||||||||
Linda F. Powers Chief Executive Officer and President | | | | 33,234,783(1) | | | | | 5,965,217 | | | | | — | | | | | 0.23 | | | | | 5/28/2028 | | | | | — | | | | | — | | | | | — | | | | | — | | | | | | 37,495,653(1) | | | | | 1,704,347 | | | | | 0.23 | | | | | 5/28/2028 | | | |||||||||||||
Alton Boynton Chief Scientific Officer and Secretary | | | | 3,119,347(2) | | | | | 283,588 | | | | | — | | | | | 0.25 | | | | | 6/13/2027 | | | | | — | | | | | — | | | | | — | | | | | — | | | | | | | 3,402,935(2) | | | | | — | | | | | 0.25 | | | | | 6/13/2027 | | | ||||||||||||
| | | | 4,154,349(2) | | | | | 745,651 | | | | | — | | | | | 0.23 | | | | | 5/28/2028 | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||||||||||||||||||||||||||||
| | | | 1,854,417(2) | | | | | 1,112,648 | | | | | — | | | | | 0.23 | | | | | 8/31/2028 | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||||||||||||||||||||||||||||
Leslie J. Goldman Senior Vice President, General Counsel | | | | 20,771,736(3) | | | | | 3,728,264 | | | | | — | | | | | 0.23 | | | | | 5/28/2028 | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||||||||||||||||||||||||||||
Alton Boynton Chief Scientific Officer and Secretary | | | | | 4,686,959(3) | | | | | 213,041 | | | | | 0.23 | | | | | 5/28/2028 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | 2,472,557(4) | | | | | 494,508 | | | | | 0.23 | | | | | 8/31/2028 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | 23,434,776(5) | | | | | 1,065,224 | | | | | 0.23 | | | | | 5/28/2028 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Marnix L. Bosch Chief Technical Officer | | | | 31,770(4) | | | | | 21,355 | | | | | — | | | | | 11.20 | | | | | 6/23/2022 | | | | | — | | | | | — | | | | | — | | | | | — | | | | | | | 31,770(6) | | | | | 21,355 | | | | | 11.20 | | | | | 6/23/2022 | | | ||||||||||||
| | | | 15,625(5) | | | | | — | | | | | — | | | | | 8.80 | | | | | 8/20/2022 | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||||||||||||||||||||||||||||
| | | | 7,278,491(6) | | | | | 661,691 | | | | | — | | | | | 0.25 | | | | | 6/13/2027 | | | | | — | | | | | — | | | | | — | | | | | — | | | ||||||||||||||||||||||||||||||||||
Marnix L. Bosch Chief Technical Officer | | | | | 15,625(7) | | | | | — | | | | | 8.80 | | | | | 8/20/2022 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | 7,940,182(8) | | | | | — | | | | | 0.25 | | | | | 6/13/2027 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | —(9) | | | | | 3,000,000 | | | | | 0.22 | | | | | 12/9/2029 | | |
Name | | Year | | Fees Earned or Paid in Cash ($) | | All Other Compensation ($) | | Total ($) | | | Year | | Fees Earned or Paid in Cash ($) | | All Other Compensation ($) | | Option Awards ($)(1) | | Total ($) | | ||||||||||||||||||||||||||||||||||||
Dr. Navid Malik | | | | 2018 | | | | $ | 150,000 | | | | $ | — | | | | $ | 150,000 | | | | | | 2019 | | | | | 150,000 | | | | | — | | | | | — | | | | | 150,000 | | | |||||||||
Jerry Jasinowski | | | | 2018 | | | | $ | 150,000 | | | | $ | — | | | | $ | 150,000 | | | | | | 2019 | | | | | 150,000 | | | | | — | | | | | — | | | | | 150,000 | | | |||||||||
J. Cofer Black | | | | 2018 | | | | $ | 150,000 | | | | $ | — | | | | $ | 150,000 | | | | | | 2019 | | | | | 150,000 | | | | | — | | | | | — | | | | | 150,000 | | |